Draft Only – not for quotation without specific permission
of the author, © 1998 M. Therese Lysaught
Inritualed Bodies: Ritual Studies and Liturgical Ethics
M. Therese Lysaught,
Ph.D., University of Dayton
Society of
Christian Ethics, Annual Meeting, Atlanta, GA,
9 January 1998
Introduction
Since the
mid-1970's, there has been growing affirmation in the world of academic
theological ethicists, that liturgy might provide an important and hitherto
overlooked source or resource for Christian ethics.[1] Others have made the claim more strongly,
insisting not only that there is a linkage between liturgy and ethics,
but that, in fact, liturgy is ethics (Guroian 1985, Harakas 1985,
Wainwright 1988, Yoder 1991). While the
relationship between liturgy and ethics can be construed in a number of ways,[2]
in this paper, I will focus on the claim that liturgy is a source for (or of)
ethics. This notion of
"source" functions in primarily two ways. First, liturgy is sometimes seen as a locus theologicus
from which warrants for ethical justification can be drawn or from which to
derive theological insights that inform concepts central to theological ethics,
such as insights into theological anthropology or christology. Here the texts and rites themselves are
simply another component of tradition, along with Scripture and theological
writings, upon which academic ethicists can draw when constructing or seeking
to justify Christian positions on various topics or issues. The best example of this is in the work of
Vigen Guroian (Guroian 1985; 1991a; 1991b; 1995; see also Lysaught 1996). Moreover, unlike many documents within the
Christian tradition, liturgy is available to lay worshipers in a unique
way. Thus, ethicists seek to plumb
liturgical rites, texts, and practices for meaning because these can serve as
an aid to the religious and moral formation of broader Christian communities in
a unique way as they negotiate the ethical rapids of contemporary life.
Another
way of construing liturgy as a source of ethics is to posit that liturgy
affects worshipers in some way, that liturgy is potentially efficacious in
shaping the actions of those who participate in it. In this paper, I will focus on this latter claim. Specifically, I will seek to address the
question of how liturgy is thought to be effective?[3] Six different "mechanisms" have
been proposed which might account for liturgy's efficacy; specifically, liturgy
is construed as: influencing cognitive faculties, affecting vision, shaping
affections, forming community, relating the individual to the divine, or
engaging participants in drama.
However, as I will argue at the end of the first section, writings of
ethicists on the relationship between liturgy and ethics to date leave out one
rather essential component of liturgy, namely, the body.
Having
identified this lacuna, the next question suggests itself: What might it mean
for the body to be included in this equation linking liturgy to ethics? In thinking about this question, it occurred
to me that it might be profitable to look to the body of literature developing
within the academic study of religion on ritual. Liturgy has traditionally been understood as 'ritual,' and ritual
theorists seem to deal a lot with bodies.
And in my research, I discovered that, indeed, I am not the first to
turn to the field of ritual studies for insight into Christian liturgy. At the same time, however, I discovered that
this interdisciplinary interface is not entirely unproblematic. Relying on Catherine Bell's critical reading
of ritual theory, in her Ritual Theory, Ritual Practice (1992), in the
second part of the paper I will first suggest that three presuppositions held
by ritual theory should prove problematic for a simple, uncritical
appropriation of ritual theory by liturgists and ethicists. With these caveats in mind, I will then
suggest that a cautious appropriation of ritual theory can be useful in two
ways. I will show that a critical
reading of ritual theory provides a helpful critique of a central
presupposition behind the literature in liturgy and ethics, namely, a
privileged dichotomy between thought and action. Using Bell's notion of the ritualized body, I will end by
suggesting that a fundamental function of liturgy is the production of
Christian bodies.
Liturgy as
formative of the moral agent
How, then, is
liturgy efficacious vis a vis ethics?
How does it work? As noted
above, six "mechanisms" which might account for liturgy's efficacy
have been suggested. These could be
further subdivided under two headings: (1) what is affected -- cognitive
faculties, vision, affections, or community; or (2) how are these
affected -- via divine agency or drama.
What Does Liturgy Affect?
Liturgy and Cognitive Faculties
First,
liturgy is believed to effect ethical behavior by affecting various mental
faculties, communicating knowledge, or changing consciousness. As Marva Dawn notes, "various elements
of worship create certain perspectives and understandings about God and
specific attitudes and habits of being which affect how we think, speak, and
act" (Dawn, 1993, 297). Moreover,
liturgy "opens [the] minds" of the participants and "underscore[s]
the[ir] awareness" of God (Dawn, 1993, 300; see also Pawlikowski, 1984,
321 and Weakland, 1990, 347). Kevin
Seasoltz, explicitly rejecting a second approach which we will consider below,
likewise locates a main locus of efficacy on the mental level: "Liturgical
rites do not primarily express human feelings; they are meant to convey [or
shape] attitudes and dispositions" (Seasoltz, 1993,50; see also 53). Liturgy transmits knowledge, providing a
forum in which "the celebrants can discover or rediscover who they are in
the world and what the nature of their world actually is" (Seasoltz, 1993,
54). As such, it has "a strong
teaching potential" (Seasoltz, 1993, 55).[4] Less specifically, some see the function of
liturgy as "raising consciousness" (Pawlikowski, 1984, 321; Gurrieri,
1983, 31).
Similarly, but employing a different metaphor, some see liturgy as ethically efficacious insofar as the Eucharist or the church provides a model, pattern, mirror, or "paradigm" for living and acting. Seasoltz and Geoffrey Wainwright both use the term "paradigm" to refer to the function of the Eucharist; as Wainwright notes:
...the
Eucharist provides enabling paradigms for our ethical engagement in the world:
[it] allows us to learn, absorb, and extend the values of God's kingdom....In
terms of ethical theory, the eucharistic paradigm points us in the right
direction: it sets the vector within which the difficult concrete decisions and
actions of everyday life have to be taken and performed if they are to be authentically
Christian (Wainwright, 1988, 134, 136; see also Wainwright, 1982, 107, and
Seasoltz, 1993, 56).
Others likewise maintain that
Eucharist/liturgy provides a "pattern of behavior (Seasoltz, 1993, 55) or
a "mirror...of the Christian lifestyle" (Gurrieri, 1983, 24).
Liturgy and Vision
Related
to these cognitive modes, one of the primary vectors of ethical efficacy
proposed is that liturgy shapes the vision and perceptions of participants,
providing participants with an alternative construal of the world. Generally speaking, through liturgy, we come
to "see ourselves" differently; we are given a "worldview"
(Seasoltz, 1993, 55).[5] Paul Wadell, for example, describes
"the Eucharist as a training in moral vision....as the ritual activity
through which a people's vision is cleansed and healed. More strongly put, through worshiping
together in Eucharist, we should gradually take on God's view of things"
(Wadell, 1991, 163).[6] Vigen Guroian concurs: "The church must
strive to transform perception and understanding of what is morally at stake in
the lives people lead" (Guroian, 1991b, 223). The liturgical practices of the church provide the content of
this vision: "I argue that there is an ecological vision deeply structured
within Orthodox theology and ethics.
That vision is nowhere more pronounced than in the Orthodox rites of
blessing" (Guroian, 1991a, 91).
How
does liturgy affect vision? Again,
different avenues are suggested. For
some, the locus of efficacy is the imagination. Vigen Guroian sees liturgy as iconic:
Liberal agency
models almost never speak of attraction but rather of argument, persuasion, and
power in their efforts to describe the nature of the church and its
mission. The emphasis of such agency
theory is on reason and will, whereas the theology of the icon takes into
account imagination, perception, and interpretation. The power of the icon, writes Anthony Ugolnik, is in its capacity
'to prepare the believer to look outward, even into the secular world, to find
the image of the Creator. This claim on
the imagination will allow the very act of interpretation, the structures of
meaning that the Christian assigns to the world and experience, to transfigure
the culture of his or her people' (Guroian, 1991b, 221).
Others draw on narrative approaches to theology and ethics to explain how liturgy affects vision, maintaining that what the liturgy does is provide a narrative context into which participants enter and locate themselves, a universe of discourse into which we become situated. As Donald Saliers notes,
The
concretization of the moral life requires a vision of a world, and the
continuing exercise of recalling, sustaining, and reentering that picture of
the cosmos in which norms and practices have meaning and point....In short, the
possibility of religious ethics...rests upon available mythoi -- stories
and narratives of human existence in which a picture of the moral good and
associated ideas are expressed (Saliers 1979, 174).
Narratives are
essential to the anamnetic dimension of liturgy. In this regard, Paul Wadell invokes the
common notion of "remembering": in entering into the narratives of
the Christian life, we make the past contemporaneous. These stories then become the "grammar" of our lives,
as we learn "the language of God"; they thereby help us to "read
the world" (Wadell, 1991, 159).[7] More generally it is held that Christian
narratives so learned can be juxtaposed to those of the world, challenging
contemporary ideologies and offering an alternative point of departure for
construing the world (Guroian, 1985, 354).
Liturgy and the Affections
These first two avenues for movement from liturgy to ethics locate liturgical efficacy at a cognitive or perceptual level. Some dispute this, however. As Kathleen Hughes maintains, for example: "We do not celebrate the liturgy in order to think about ideas, however worthy....Liturgy is less a matter of the head than of the heart, an experience less of formation than of transformation (Hughes 1991, 45-46). Hughes represents a third major position on the relationship of liturgy and ethics, namely, that liturgy and ethics are linked not at the cognitive level but at the emotional or affective level. Liturgy is seen to shape participants' affections, sensitivities, virtues, character, personality, motivation, dispositions, and change their hearts. As Donald Saliers notes:
the relations
between liturgy and ethics are most adequately formulated by specifying how
certain affections and virtues are formed and expressed in the modalities of
communal prayer and ritual action.
These modalities of prayer enter into the formation of the self in
community (Saliers 1979, 175).
In keeping
with the formula of lex orandi lex credendi, Saliers deems liturgical
actions as "the rule-keeping activities of the affections [desires,
emotions, attitudes, beliefs, and actions]" (Saliers 1979, 179, 174; see
also Saliers 1992, 78). Elsewhere, liturgy
is seen to shape character (Dawn 1993, 302), virtues (Gurioan, 1985, 338),
moral sensitivities or sensibilities (Pawlikowski, 1984, 321; Gurrieri, 1983,
24), effect a "change of heart" (Gurrieri, 1983, 24), and provide
motivation (Weakland, 1990, 355).
Liturgy and Community
The presentation of the three above trajectories would be incomplete without noting a secondary component which attends many of these positions, namely, the social dimension of liturgy. In good post-Vatican II fashion, Bishop Rembert Weakland notes, "Liturgy is not a private devotion but an act of the people of God" (Weakland, 1990, 348). This recognition of the social dimension of liturgy was one of the major principles overseeing the process of liturgical renewal and revision in the Catholic church following the Second Vatican Council. Liturgical actions are properly and intrinsically social and communal, and this social dimension is understood to be a key component in the move from liturgy to ethics. First of all, liturgy both expresses the unity of those who participate but also, and more importantly, constitutes it (Seasoltz, 1993, 50). It puts us into "proper relationships with ourselves, others in the community, and God" (Seasoltz, 1993, 54; see also Guroian, 1985, 343). And not only does liturgy constitute community, liturgy communally-understood has an almost ontological effect on individuals: "An individual becomes a person in and through engagement with a community” (Seasoltz, 1993, 50). As Vigen Guroian maintains, "Through baptism, persons are incorporated into a new structure of life. Their being has been changed and so too their ethics from that of the world" (Guroian, 1985, 341). Finally, not only is community effected on the contemporary level but also on the eschatological level (Guroian, 1985, 335).
How Does Liturgy Achieve Its Effects?
Liturgy and Divine Agency
Fundamental
to a number of the foregoing accounts is an affirmation not only that
liturgical participants are changed, but that this change is effected by divine
presence or agency. Liturgy is
fundamentally "a personal encounter with the living presence of the
Creator God" (Pawlikowski, 1984, 323), "the 'presence and act of the
trinitarian God'" (Wainwright, 1982, 95); God in Christ is in the midst of
the assembly (Saliers 1979, 183; Rossi, 1979, 244; Seasoltz, 1993, 43). Thus, the liturgy not only tells the story
of God's salvation history, providing images and concepts for participants;
Christ's presence actualizes his salvific work of conversion and reconciliation
anew. In doing so, worshipers are
"initiated into God's very life and bonded to God" (Seasoltz, 1993,
43); "they are assimilated into the very Body of the One...As that Body
they become the very presence and action of God's reign in the world"
(Guroian, 1985, 345). Thus, Christ
provides worshipers not only with a model or paradigm of right action, but more
importantly with the enabling power of the Spirit, as Wainwright notes:
...the
Eucharist does not only draw the pattern: it also gives the power and conveys a
promise....Christ's pattern is not only to be observed but, by his grace,
entered into; and for that we are given the power of the Holy Spirit
(Wainwright, 1988, 136; see also Seasoltz, 1993, 43; Gurrieri, 1983, 23;
Harakas, 1985).
Liturgy as Drama
For
many, though, the question remains: precisely how it is that liturgy shapes any
of the above categories. How does it
transmit knowledge, shape affections, alter vision, forge community? One additional metaphor begins to approach
this question, construing liturgy as a drama.
It is through liturgy's essential nature as dramatization or dramatic
re-enactment that liturgy is efficacious.
For Paul Ramsey the Christian narrative is dramatically presented in
liturgy:
It could be
asserted that the story of the Christian Story that is the principium of
both credendi and bene operandi can best be told by the
dramaturgy, the rehearsal, the reenactment, the repetition that belongs to the
nature of liturgy" (Ramsey, 1979, 146; see also Kiefer, 1991, 69).
Likewise,
"Liturgical celebration is like a dress rehearsal for the end time. We put on Christ and act and relate to one
another as Christ relates to us" (Seasoltz, 1993, 54). For Don Saliers, it is this dramatic
dimension that impacts affectivity:
Beliefs about
God and world and self which characterize a religious life are dramatized and
appropriated in the mode of the affections and dispositions focused in
liturgical occasions....In the very activity of re-presenting and rehearsing
features of existence described in the Scriptures, worshipers articulate their
fundamental relations to one another and to the world....The exercise of such
affects requires a continual re-entry of the person in to the narrative and
teachings which depict the identity of Jesus Christ....Liturgy is the
non-utilitarian enactment of the drama of the divine-human encounter (Saliers
1979, 175, 176, 179, 188).
But
participation in liturgy as drama is not merely affective; it involves all the
faculties...and senses...and more.
Liturgy and...the Body?
This
last perspective draws more explicitly than the others on the findings and
literature of a field outside the traditional parameters of liturgical theology
or ethics, namely, the field of ritual studies. And while the interface between ritual studies and liturgical
ethics remains sporadic, since 1990 references to ritual theorists have begun
appearing more frequently in this literature.
Thus, for example, referenced are Victor Turner's findings on
liminality, status incumbencies, symbolic action, and ritual process (Hughes
1991, Saliers 1992, Farley 1979), as well as the works of Mary Douglas' (Farley
1979, Kiefer 1991, Smith 1995), Paul Ricouer (Farley 1979), and Mircea Eliade
(Smith 1995), all of who speak both on the nature of symbols and on the
relationship between the sacred and profane.
The
appropriation of one last theorist is particularly relevant for this
paper. Kevin Seasoltz, in his article
"Liturgy and Social Consciousness," employs the work of Theodore
Jennings on what Jennings refers to as "ritual knowledge." This section is worth quoting at length:
...the liturgy
as ritual behavior is itself a way of coming to know theologically. Theodore Jennings explored this phenomenon
in a useful article published in the Journal of Religion. He distinguished three aspects of ritual
knowledge: (1) It is acquired in and through the human body. "It is not so much that the mind
'embodies' itself in ritual action, but rather that the body 'minds' itself or
attends through itself in ritual action.'" (2) Ritual knowledge is gained
not by mere detached observation but through action. Knowledge is acquired in and through the action itself. (3) Ritual knowledge is gained through
engagement which is transformative of the actors. It is one experience to read about a dance, another experience to
watch someone else dance the dance, and still another experience to dance the
dance itself (Seasoltz, 54).
Here
Seasoltz is on the verge of breaking into new territory vis a vis liturgy and
ethics, but he steps back. From this
point, he returns to the traditional metaphors of knowledge, vision, worldview,
drama and does not pursue Jennings' claim that in ritual, knowledge is acquired
in and through the body.
Or
to take another example. Vigen Guroian
in his article "Seeing Worship as Ethics," draws on the Orthodox rite
of Chrismation, presenting a thickly embodied rite:
Sweet ointment
in the name of Jesus Christ is poured upon thee as a seal of incorruptible
heavenly gifts.
The eyes [are
then anointed]:
This seal in
the name of Jesus Christ enlighten thine eyes, that thou mayest never sleep
unto death.
The ears:
This holy
anointing be unto thee for the hearing of the divine commandments.
The nostrils:
this seal in
the name of Jesus Christ be to thee a sweet smell from life unto life.
The mouth:
This seal in
the name of Jesus Christ be to thee a guard for thy mouth and strong door for
thy lips.
The hands:
This seal in
the name of Jesus Christ be to thee a cause for good works and for all virtuous
deeds and conduct.
The heart:
This seal
establish in thee a pure heart and renew within thee an upright spirit.
The back:
This seal in
the name of Jesus Christ be to thee a shield of strength thereby to quench all
the fiery darts of the Evil One.
The feet:
This
divine seal direct thy goings upon life everlasting that thou mayest not be
shaken (Guroian, 1985, 342-343).
Guroian
finds in this rite an ethical imperative based in part on its ontological
effect but also in its "call...to [conscientiously] cultivate a certain
disposition and character" (Guroian, 1985, 343). He overlooks, however, the fact that in this rite, the
candidate's body is anointed again and again -- the eyes, the ears, the
nostrils, the back, the feet. The
internal wisdom of the rite is intrinsically embodied. In Guroian's account, however, of worship as
ethics, this bodily dimension is not addressed.
Seasoltz
and Guroian, however, are not alone in this.
For as is evident from the foregoing presentation, nowhere in the
literature on the link between liturgy and ethics is the human body mentioned, discussed, or taken into
account. This might be unremarkable
except for the fact that we are dealing with liturgy, which has been described
by one liturgical theologian as "not a matter of 'ideas' but of 'bodies'
or, better, of 'corporeality.' (Chauvet, 1995, viii). Liturgy is nothing if not embodied. These seems obvious, and for this reason, it seems more striking
that this aspect of liturgy has been overlooked.
If
the foregoing analysis is persuasive, we come to this juncture with two
questions. I have drawn an account of
theoretical reflection on liturgy and ethics that construes the route of
efficacy as being one predominantly centered in cognitive or affective
faculties while silent regarding the role of the body. Might the field of ritual studies provide
insight into how to incorporate the body into this discussion? As we have seen, some theorists have begun
to draw on the categories and concepts of ritual theory. However, is this a completely benign
endeavor, or might uncritical appropriation of ritual theory be problematic? We turn now to an account of ritual theory
to address these questions.
Ritual Studies
The Appropriation of Ritual Theory:
Initial Cautions
So,
ritual theory has been appropriated by some who examine the link between
liturgy and ethics, but for addressing only the cognitive, affective, or
community-forming functions of ritual.
While this appropriation is subtle in some, represented merely as an
adoption of terminology and conceptual categories, others explicitly reference
ritual theorists. But far from
functioning as a simple identifier of a type of practice or as an analytical
tool, the term "ritual" and the theory that has developed around it
carry with it at least three interrelated presuppositions that may prove
problematic for a simple, uncritical appropriation of ritual theory by
liturgical theologians or theological ethicists.
First
of all, as Catherine Bell notes, in her work Ritual Theory, Ritual Practice,
prior to the nineteenth century, the concept of "ritual" as a formal
category of analysis did not exist (14).
The concept, and the ability of scholars of religion to suddenly
"see" rituals as separable objects of study, emerged "in that
period in which 'reason' and the scientific pursuit of knowledge were defining
a particular hegemony in Western intellectual life" (6). The implications of this for liturgical
ethics are clear. Given this genesis,
one function of the concept of ritual was to define peculiar, particular religious
practices as "natural" vis a vis certain social, psychological or
cultural dynamics; the notion of ritual was used to explain the relationship
between "religion" and "society," when these two entities
first were sundered as they had not been before.[8] As such,
that which looked irrational was rendered accessible to "scientific"
scrutiny and universal reason.
Religious belief and practice, one could clearly see, served a social
function; alternatively, religious belief and practice were derived, unknown to
the creators, from more basic social activities. The very notion of ritual, then, is a product and facilitator of
the agenda of nineteenth century liberal theology: the redefinition of religion
as private, individual, non-rational, emotive, and experiential. In other words, "religion" as
practices could now be understood without believing.
Relatedly,
Bell identifies a second presupposition of ritual theory: the category of
"ritual" is deemed to be useful insofar as it identifies "a
universal category of human experience" (14). As noted above, this universality is a key to its function: only
insofar as certain ritual actions are universal can they be redescribed as
"natural" and thereby by mapped by the explanatory schemes of
sociology, psychology or cultural analysis.
This presupposition -- that ritual activity is universal or a part of
human nature -- has informed the work of many Christian ethicists and
liturgists on liturgy. For example, in
Harmon Smith's recent book on Liturgy and the Moral Life, Where Two Or Three
Are Gathered, a chapter on "Liturgy and Life," which draws on ritual
theory to paint a broad picture of the ritual dimension of human life, precedes
the chapter on "Liturgy and the Christian Life." As Smith notes:
...it will not
be surprising that the rites and ceremonies and symbols and liturgies which we
employ in worship are very ancient indeed, and in fact have their roots in the
earliest recorded evidences of human activity.
To be reminded of this may help to set the stage for talking about
particular features of Christian liturgy and the close relation it shares with
Christian ethics (Smith, 1995, 9).
For
Smith, as for many others, the dynamics of Christian liturgy are to be
understood in part by their participation in this more general phenomenon of
ritual practice. For some, this notion
of the universality of ritual may provide a level of validation for religious
practice: if ritual is natural and universal, if it serves some important
social function, then we can breathe a sigh of relief and need not be concerned
about apologetics. But at the same
time, this belief in universality relativizes particular religious practices:
ritual is universal, and serves certain social functions; therefore there is
nothing particularly transcendent, metaphysical, or truthful about any
particular practices -- including your own.
This relativization of Christian truth-claims will not, or ought not, be
acceptable for Christian theological ethicists.
Thirdly,
the notion of ritual emerged in conjunction with a particular understanding of
'religion.' As Bell notes, theories of
ritual:
all stressed
the primacy of religious ideas, born of pseudoscientific explanations or
emotional experiences, as the basis of religion. Ritual, as exemplary religious behavior, was the necessary but
secondary expression of these mental orientations. This understanding of ritual accompanied a primary focus on
religion, as having to do with the sacred, which is still seen in the work of
phenomenologists of religion today (Bell 14-15).
In
other words, the concept of ritual and the theories of religion in which it is
embedded either purport to be neutral or explicitly reject religious claims to
truth. In addition, ritual theories
presuppose as 'factual' certain descriptions of the world. Bell notes, that in spite of the fact that
theories about ritual arise from a variety of methodological perspectives:
there is a
surprising degree of consistency in the descriptions of ritual: ritual is a
type of critical juncture wherein some pair of opposing social or cultural
forces comes together. Examples include
the ritual integration of belief and behavior, tradition and change, order and
chaos, the individual and the group, subjectivity and objectivity, nature and
culture, the real and the imaginative ideal....[Moreover] ritual is
consistently depicted as a mechanistically discrete and paradigmatic means of
sociocultural integration, appropriation, or transformation. (16).
The
notion of ritual, then, undergirds certain theoretical construals of religion,
culture, human nature or society; these may be at odds with the way these same
entities are construed within Christian theology, either substantively or in
terms of their antagonistic dualism.
Therefore, liturgical theologians or theological ethicists will need to
proceed cautiously in their appropriation of the concept of ritual, recognizing
that it cannot simply be used in abstraction from the larger discourses from
which it emerged and in which it is embedded.
Ritual Theory and Liturgical Ethics: A
Common Characteristic
While
the above insights into the genesis of the concept of ritual suggest caution
for theological ethicists, Bell's critical reading of classical and
contemporary ritual theory also
interestingly provides a valuable critique of the current conversation
on liturgy and ethics. The sum of her
critique can be stated simply: ritual theory, Bell argues, is premised on an
often-identified assumption about thought and action that runs particularly
deep in the intellectual traditions of Western culture, namely that these stand
in a bifurcated, dichotomous relationship with 'thought' being accorded a
privileged, autonomous status.
She
describes two different manifestations of this dichotomy in ritual studies
which are relevant here.[9] A first
pattern simply equates ritual with activity, contrasting and subordinating this
to belief as thought:
Theoretical
descriptions of ritual generally regard it as action and thus automatically
distinguish it from the conceptual aspects of religion, such as belief, symbols
and myths....Likewise, beliefs, creeds, symbols, and myths emerge as forms of
mental content or conceptual blueprints: they direct, inspire, or promote
activity, but they themselves are not activities (19).
Beliefs are
related to ritual insofar as rituals "act out, express, or perform these
conceptual orientations" (19). But
not only is this vector unidirectional; beliefs are privileged:
Sometimes...ritual
is then described as particularly thoughtless action -- routinized, habitual,
obsessive, or mimetic -- and therefore the purely formal, secondary, and mere
physical expression of logically prior ideas.
Just as the differentiation of ritual and belief in terms of thought and
action is usually taken for granted, so too is the priority this
differentiation accords to thought....[Edward Shils argues for example that]
one might accept beliefs but not the ritual activities associated with
them. He concludes logically,
therefore, "beliefs could exist without rituals; rituals, however, could
not exist without beliefs."" (19).
While this
latter conclusion is, of course, false, in good Reformation fashion, for some
ritual theorists, what really matters in religion is not what one does but
rather what one believes.
Bell
also sees this dichotomy operative in Clifford Geertz' distinction between
"ethos," which refers to the moral and aesthetic aspects of a culture
(including attitudes, dispositions, moods and motivations), and
"worldview," which refers to the "cognitive, existential aspects
of a culture, a people's sense of the really real" (26). As Bell reads it, ethos is to worldview as
action is to thought; Geertz makes this more explicit, at times correlating
religious ritual with ethos and religious belief with worldview.
A
second pattern in ritual theory recognizes this bifurcation of thought and
action and seeks to overcome it by positing ritual as "a type of
functional or structural mechanism to reintegrate the thought-action
dichotomy" (20). In spite of his
efforts to overcome this dichotomy, Bell argues that Durkheim, in the end,
reproduces it:
Durkheim
argued that religion is composed of beliefs and rites: beliefs consist of
representations of the sacred; rites are determined modes of action that can be
characterized only in terms of the representations of the sacred that are their
object....[Ritual becomes] the means by which collective beliefs and ideals are
simultaneously generated, experienced, and affirmed as real by the
community. Hence, ritual is the means
by which individual perception and behavior are socially appropriated or
conditioned (20).
In this
schema, representations, which are social or collective in nature, remain
constructed as a mental category while experience and behavior, which are
individual, are constructed as activity (20).
Likewise,
Geertz, who at times seems to simply bifurcate 'ethos' and 'worldview,' at
others times presents them as "synthesized, fused, or stored in symbols
that are arranged in various systems, patterns, or control mechanisms such as
ritual, art, religion, language, and myth.
However, these systems do not only store a synthesis of ethos and
worldview; they are also seen to effect it" (26). Thus, for Geertz ritual is understood to
"enact, perform, or objectify religious beliefs (action gives expression
to thought) and in doing so actually fuses the conceptual and dispositional
aspects of religious symbols (ritual integrates thought and action). For participants...rites are 'enactments,
materializations, realizations' of a particular religious perspective("
(27-28).[10]
Bell
finds this bifurcation problematic for two reasons. First, it simplistically and reductively distorts a single,
complex reality into dichotomous aspects that can exist in theory only. These categories are foreign to the rite
itself and do not describe participants actual understanding and experience of
the rite. Second, this differentiation
between thought and action disguises
a more
powerful act of subordination...of act to thought, or actors to thinkers. Indeed, no matter how provisional or
heuristic, a distinction between thought and action is not a differentiation
between two equally weighted terms.
When used, it is rarely intended to be.
Despite the seeming equality of abstract distinctions...such dichotomies
are implicitly employed to afford one term some purchase over the other (49).
But
this pattern of bifurcation is not only characteristic of ritual theory; both
are endemic in the literature on liturgy and ethics. On the one level, there is the simple separation of thought and
action, of belief and rite. Over and
over again, we hear that worship portrays (conveys, transmits, recalls) images,
paradigms, stories, worldview, narratives, beliefs, understandings of God,
Jesus, the world and ourselves. The
language employed by liturgists and ethicists presupposes a pre-existent,
autonomous realm of beliefs that is separate from the rites that embody
them. At the same time, liturgy as
ritual is portrayed as medium that synthesizes or reintegrates these separated
entities. To recall simply one
statement from our earlier discussion:
Beliefs about
God and world and self which characterize a religious life are dramatized and
appropriated in the mode of the affections and dispositions focused in
liturgical occasions....In the very activity of re-presenting and rehearsing
features of existence described in the Scriptures, worshipers articulate their
fundamental relations to one another and to the world....The exercise of such
affects requires a continual re-entry of the person into the narrative and
teachings which depict the identity of Jesus Christ....Liturgy is the
non-utilitarian enactment of the drama of the divine-human encounter"
(Saliers 1979, 175, 176, 179, 188).
Given
traditional sacramental theology, which holds that sacraments and liturgical
acts "express what they signify," it may be difficult to completely
avoid this dichotomization. But more
importantly, failure to recognize this dichotomy as operational will
oversimplify and distort our understanding of the complex realities of faith,
liturgy and ethics, rendering our analyses inadequate. It also presumes an understanding of
'ethics' as a matter primarily of cognition and affection, a peculiar
presumption given the fact that acts are, in the end, carried out by bodies and
that it is with embodied actions that ethicists are most concerned.
Ritual Theory and Liturgical Ethics:
The Body in Liturgy
Having
identified some problems associated with a simple appropriation of the
categories and concepts of ritual theory, we have seen that a critical reading
of ritual theory is helpful insofar as it can likewise provide a critical
perspective on the literature linking liturgy and ethics. At the same time, a study of ritual theory
can provide the beginnings of an answer to the second problematic identified at
the end of section one, namely, the absence of the body from the literature on
liturgy and ethics. Given the
constraints of this paper, I will not here outline a complete theory of
embodiment. Rather, I would like to
suggest where an approach focusing on liturgical embodiment might start.
In
Ritual Theory, Ritual Practice, Bell undertakes two different tasks. The first, as we have seen above, is a
critical reading of classical and contemporary ritual theory. Her second task, however, is
constructive. In light of her critique,
Bell goes on to develop a constructive alternative to the notion of ritual, an
approach she names "ritualization," drawing heavily on the work of
Pierre Bourdieu and Louis Althusser.[11] In the
context of developing this notion, she makes an observation important for our
work. She notes that strategies of
ritualization are fundamentally, inextricably, particularly rooted in the body
(93). She goes on to identify four
characteristics of embodied practices, specifically, that they are situational,
strategic, and characterized by what she calls 'misrecognition' and 'redemptive
hegemony.' While a discussion of these
concepts and their relation to the body is beyond the scope of this paper, two
insights emerge from her discussion that are relevant for our project.
First,
Bell wishes to challenge the second pattern of the bifurcation of thought and
action noted above. In other words, she
does not wish to construe the body or practices as a cipher or a vehicle for
the translation of thought or belief into action. Overagainst these approaches, Bell maintains that one of the
functions of ritualization is the "production" of a particular body:
The implicit dynamic and 'end' of ritualization...can be said to be the production of a 'ritualized body.' A ritualized body is invested with a 'sense' of ritual. This sense of ritual exists as an implicit variety of schemes whose deployment works to produce sociocultural situations that the ritualized body can dominate in some way....This 'sense' is not a matter of self-conscious knowledge of any explicit rules of ritual but is an implicit 'cultivated disposition' (98).
While it is
not clear to me that Bell completely avoids the dichotomy between pre-existing
ideas (or, using her terms, schemes) and their actualization, what is important
for us is the notion that one of the outcomes of this process of ritualization
is that bodies are produced. She cites,
as an example, Roy Rappaport's observation of how:
the act of
kneeling does not so much communicate a message about subordination as it
generates a body identified with subordination. In other words, the molding of the body within a highly
structured environment does not simply express inner states. Rather, it primarily acts to restructure bodies
in the very doing of the acts themselves.
Hence, required kneeling does not merely communicate
subordination to the kneeler. For all
intents and purposes, kneeling produces a subordinated kneeler in and
through the act itself....[12] For
now, what we see in ritualization is not the mere display of subjective states
or corporate values. Rather, we see an
act of production -- the production of a ritualized agent able to wield
physically a scheme of subordination and insubordination (100).
Thus, for
Bell, this is an ongoing and circular process in which the production of a
ritualized body in turn produces ritualized practices.
That
ritualization entails the production of bodies rather than the simple
communication of messages suggests that a significant amount of what goes on in
ritualization is unconscious or unarticulated.
Accordingly, Bell identifies ritualization as "a particularly
'mute' form of activity. It is designed
to do what it does without bringing what it is doing across the threshold of
discourse or systematic thinking" (93).
One of the things it does not see itself doing is in fact the activity
of producing ritualized bodies. As she
notes:
Adapting
Bourdieu's discussion of practice, we can speak of the natural logic of ritual,
a logic embodied in the physical movements of the body and thereby lodged
beyond the grasp of consciousness and articulation. The principles underlying this logic can be made explicit only
with great difficulty; they are rarely in themselves the objects of scrutiny or
contention. And yet, suggests Bourdieu,
nothing less than a whole cosmology is instilled with the words 'Stand up
straight!' (100).
Thus,
one could argue that the efficacy of liturgy vis a vis ethics lies not only in
its cognitive, affective, and communal dimensions but in the fact that it holds
the potential for producing particular -- or particularly Christian --
bodies. Bell's insights in this regard
are beginning to find resonance among those reflecting on liturgy. Stephen Buckland, for example, likewise
rejects the bifurcation of reality endemic to so much discussion of ritual and
liturgy and agrees that one of the functions of ritual is the production of
ritualized bodies. As he notes:
theories which
speak of symbols as 'standing for' or 'representing' something else inevitably
suggest that the meaning of a ritual is to be discovered 'behind' the action,
in what it 'represents.'...But gestures or postures, like words, do not acquire
meaning simply in the sense of correlating a meaning which lies 'behind' them;
their meaning is negotiated in and through the practices in which they are
found (51).
Contemporary
and ancient catechumenate and baptismal practices might illuminate what it
means to say that liturgy produces bodies.
In the contemporary Rite of Christian Initiation of Adults in the Roman
Catholic church, catechumens and candidates join the congregation for the
Liturgy of the Word. Before the
Offertory, however, they are asked to stand, week after week, addressed by the
celebrant, and then, as the congregation stands and sings, ritually and
ceremoniously marched out of the church marshaled by their catechists. In the process, they are constructed as
bodies that are not yet fully incorporated into the Body of Christ, that have
not yet earned the right to stand in the presence of the holy mysteries, that
are not ready for Eucharist. In
constructing their bodies as desirous of the Sacraments, whose lack will only
be fulfilled -- and then joyously -- by re-creative incorporation into Christ
on Easter Sunday, the rites seek to reshape their bodies from those produced by
the world.[13]
The
contemporary structure of RCIA pales, of course, in comparison to catechetical
and baptismal practices of the early church.
As Chauvet notes: "During centuries of 'Christendom,'initiation was
primarily brought about through a slow incubation of the body, the memory and
the heart of each and every one, marks of identity inculcated by the liturgy or
its space in the rhythm of Sundays and festivals" (31). Thomas Finn’s account of the rites of
scrutiny and renunciation of the devil or exorcism, complete with exsufflation,
accompanying baptismal practices in the time of Augustine are particularly
compelling. Here, at the beginning of
Holy Week, the competents (one step past catechumens) were led before the
assembled community “in the dead of night--naked, heads bowed, and barefoot”
(Finn, 597) for scrutiny and exorcism: “[Here] they felt the rough hands and
the hot breath of the exorcist [as he hissed in their faces]. But this exorcism was not like the
others...it involved a physical exam to determine whether any competent had a
disease that would disqualify from baptism” (Finn, 597). As this brief segment shows, the rite was
structured such that one of its principal foci was the body. And it was expected that through this
process, particular sorts of bodies would be produced; thus Augustine’s “horror
at the prospect of a catechumen of unbridled sexuality entering the baptismal
font” (Finn, 591).[14]
At
the same time, this perspective suggests that a significant component of
liturgical efficacy vis a vis ethics occurs not at the cognitive, conscious or
articulated level, and that this is quite valuable. Moreover, one could argue that a desired outcome of Christian
formation and liturgical practices are bodies habituated to respond
"naturally," that is unreflectively.
Buckland again echoes Bell's insights.
Arguing that ritual invests bodies with 'cultural memory,' he maintains
that the efficacy of ritual lies in the fact that it is primarily
unarticulated:
Habits are, by
definition, not reflectively conscious....There may, of course, be initial
instruction...and subsequent explanation or commentary; but postures and
gestures are learnt principally by imitation and soon become 'natural' and
unreflective...appropriated by repetition over time. Bodies are shaped, 'memory' incorporated, by familiarization
through time with movements in space, of eye or hand, lip or limb; in time and
over time, instruction, explanation, commentary become unnecessary. With the habitual skills are incorporated
human values and dispositions which, in time and over time, come to be
'natural.' Such knowledge is largely
unspoken: literally embodied, profoundly, secretly effective.....the power of
bodily practices to constitute 'memories' of past experiences depends,
paradoxically, on their remaining unreflected upon and, apparently, 'natural'
(52).[15]
It
seems plausible to suggest that one desired outcome of Christian formation is
the production of bodies that simply 'react,' that is respond naturally in
given situations, that 'know' without articulating the proper thing to do. To suggest a mundane example, my body has
been 'produced' in a particular way -- to drive a car with manual
transmission. Most of the time, I will
admit, I do not 'think' about what to do -- when to push the clutch, when to
shift; my body simply does it. While
this is clearly useful on a day to day basis, it might prove particularly
valuable in an emergency situation when I do not have time to think; my body
will simply do the right thing. The
extent of this embodiment becomes apparent when I, on occasion, drive an
automatic. My foot 'naturally' goes for
the clutch, my hand to the stick., even though they are not there. This latter point suggests a connection
between bodies and context. Bodies
produced through Christian liturgy may well not 'fit' within particular social
contexts, thereby providing a critique of the context.[16]
Conclusion
There
is justification in the Christian tradition for taking human embodiment
seriously. Christianity is essentially
incarnational, and the fact of this incarnation is one of the central focus of
Christian liturgies. As Louis-Marie
Chauvet notes, within Christianity:
That which is
most spiritual thus comes only through the mediation of that which is most
corporeal....The liturgy and the sacraments tell us definitively that the most
'spiritual' communication with God made flesh in Jesus Christ does not take
place in an immediacy which denies the resistance of the body and the senses,
but on the contrary through the most bodily of mediations. (viii-ix).
Liturgy
-- and ethics -- that ignores the body runs the risk of denying the incarnation
itself (Sahi, 1995, 89) and transmitting an elitist gnosticism. Moreover, the image of the body was a
central metaphor for Paul in the early church.
It
is undisputable that liturgy in contemporary Western, white churches has become
rather static and minimally embodied.
As Jyoti Sahi notes:
Christian
forms of liturgical action have often been dominated by the need to listen to
the Word of God. So we note that as the
verbal dimension becomes more and more important the physical participation of
the worshiper recedes in value. The
worshiper is expected just to sit still.....it is a passive state, which is
meant to allow the individual to listen more attentively to what is
spoken. The body, as far as possible,
is meant to be ignored" (92).
It
is likely that it is this sort of worship experience, particularly those with a
Protestant emphasis on the Word, that informs much of the literature on liturgy
and ethics. But Protestant suspicion of
works is not a sole cause. Elochukwu E.
Uzukwu, reflecting on Western liturgy from an African perspective, locates the
different attitudes toward the body evidenced in Western vs. African churches
in Christianity's Greco-Roman origins:
Body motions
were regulated by moderation (modestia).
Excesses (or gesticulations) were outlawed. In this universe of belief and reflection, the body was held
suspect. It was fallen and an
instrument of sin. Any display
considered immodest or excessive was removed from the liturgy....God-like
immobility or the absence of emotion was preferred to the undisciplined'
flexing of the body. Immobility
symbolized perfection. God is the
unmoved mover" (73).
However,
this suspicion of the body is not intrinsic to Christianity, as is evidenced by
the far more embodied liturgical celebrations of African-American and Hispanic
churches. And it is important for this
work to recognize that in these churches in which embodied participation is not
suppressed, there often seems to be a higher level of linkage between worship
and life. Thus, we must question
whether the academic avoidance of the body takes on a certain classist or
elitist characteristic.
If
we recognize that liturgies produce bodies -- in addition to conveying
concepts, shaping vision, molding affections, forming community, through human
and divine agency -- then it becomes one of the tasks of liturgists and
Christian ethicists to pay particular attention to what sorts of bodies are produced. Do our liturgies simply reinforce the bodies
of worshipers as they have already been produced by culture? Using this perspective would provide
Christian ethicists a starting point from which to analyze what sorts of bodies
current liturgical practices are producing, to critique liturgical practices
which produce bodies inconsistent with Christian norms, and to suggest what
types of bodies liturgical practices ought to seek to produce. Finally, if ethicists are interested in
establishing a real linkage between liturgy and ethics, they will not only have
to attend to the embodied dimension of liturgy; it may be the case that the
liturgies of Western Christianity will have become more bodily. Absent this revision, it may be unlikely
that liturgy will have any significant impact on the lives of parishioners.
Acknowledgments: This paper is dedicated to the
memory of John Howard Yoder, a relentlessly challenging yet patient
teacher. Research for this paper was
supported by a grant from the Forum on the Catholic Intellectual Tradition at
the University of Dayton. I would also
like to thank friend, mentor, and chair, Terrence W. Tilley for his collegial
critique and constructive suggestions.
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Endnotes
[1]. The beginning of serious efforts in this relationship between
liturgy and ethics among academic theological ethicists is marked by a plenary
at the annual meeting of the Society of Christian Ethics in 1979, which
featured papers by Paul Ramsey and Donald Saliers and a response by Margaret
Farley. Interestingly, for my purposes
in this paper, when these essays were subsequently published in a 1979 issue of
the Journal of Religious Ethics, Fred Carney (then associate editor of
the JRE and organizer of the above plenary) also included papers by Ron Green
and Martin Yaffe which had been presented at a regional meeting of the American
Academy of Religion in a section entitled "Ritual." But while an increasing number of works has
been since published by academic ethicists, the bulk of the work in this area
has been done by those in liturgical theology or liturgics. Interests of these scholars well precedes
that of those in the discipline of ethics.
This makes abundant sense, as liturgical theology, especially Roman
Catholic liturgical theology, has been significantly influenced by the work of
Virgil Michel and the Catholic Liturgical Movement as well as the initiative
for liturgical renewal following the Second Vatican Council. Because of these influences, in combination
with the Catholic Social Encyclical tradition, the work on liturgy and ethics
done by liturgical scholars focuses heavily -- almost exclusively, in fact --
on the topic of social justice and the transformation of society.
[2]. L. Edward Phillips (1993) suggests that writing on the
relationship between liturgy and ethics falls into three patterns: liturgy as a
source for ethics; liturgy as an object of ethics, and liturgy as central to
the Christian ethos. I would further
specify of these categories into five (although they overlap with Phillips'
remarks): (1) liturgy as ethics; (2) liturgy as an object of ethical critique;
(3) liturgy as transformative of the world; (4) liturgy as a source of ethical
warrants; and (5) liturgy as formative of the moral agent. This latter category will be the focus of
this paper.
[3]. In this literature, a number of different terms and phrases are
used: worship (sometimes denoting a highly Word-based or preaching-focused
activity), eucharistic liturgy, sacramental liturgy, nonsacramental liturgy, or
liturgy broadly. In this paper, I will
use the term "liturgy" broadly to encompass all these referents.
[4]. As will be discussed below, Seasoltz also employs Theodore
Jennings' notion of ritual knowledge (Journal of Religion 62, 1982) to
suggest that "the liturgy as ritual behavior is itself a way of coming to
know theologically." That is,
liturgy assists people in developing "a right understanding of
theology" (54).
[5]. "Dominicae cenae of Pope John Paul II sent in 1980....[the]
Eucharist as source and sign of charity helps the faithful to see the dignity
and value of each person in the eyes of God... (Weakland, 347).
[6]. While Wadell's article is quite compelling, it does seem a
bit...ambitious to say that we could take on "God's view of
things." Were Wadell Orthodox,
working within a tradition of theosis, it might seem a bit less bold.
[7]. Wadell's discussion parallels Ramsey's appropriation of the work
of Hans Frei, wherein he notes: "Perhaps it is also the task of Christian
ethics to 'recreate a universe of discourse' and 'put the reader in the middle
of it, instructing him in the use of that language by showing how --
extensively, and not only by stating the rules and principles of the discourse.' This seems to me remarkably like the task of
'liturgics' as well" (Ramsey, 1979, 147).
[8]. John Milbank (Theology and Social Theory, 1990) how the
concept of the domain of the 'secular,' upon which much of ritual theory is
based, was first constructed by the discourses of liberalism.
[9]. Bell actually identifies three ways in which this thought-action
dichotomy function within ritual theory.
The third way, which we will not explore here, sets up a dichotomy
between the ritual-actor and the anthropologist-theorist (thinker), privileging
the observer and the constructed discourse while it dominates the theoretical
("nonthinking") subject. This
raises an interesting question for exploration vis a vis the literature
on liturgy and ethics, insofar as the liturgical theologian or theological
ethicist is situated relative to Christian liturgy differently, usually being
one of the faithful, than anthropologist-theorists are relative to their
objects of study. Regardless, it may
still be worthwhile to examine if and how this third dynamic functions within
this literature.
[10]. In this context, Bell also analyzes "performance"
theory which has explicitly attempted to correct these very problems with
ritual theory. She concludes, however,
that "despite their insights into the problems of ritual theory
[performance theorists do not] effectively break free of a theoretical
framework in which activity is seen as dramatizing or enacting prior conceptual
entities in order to reaffirm or reexperience them. Grimes, for example, argues for 'the primacy of the body' in
ritual studies, but he equates this primacy with the body's 'capacity to enact
social roles and body forth cultural meanings' (38-39).
[11]. Bell uses the term "ritualization" to avoid two common
definitional problems in ritual theory, one which sees ritual as a distinct and
autonomous set of activities and another which finds ritual as an aspect of all
human activity (70). Both construals
she finds problematic. Bell offers the
following definition of ritualization: "Viewed as a practice,
ritualization involves the very drawing, in and through the activity itself, of
a privileged distinction between ways of acting, specifically between those
acts being performed and those being contrasted, mimed, or implicated somehow....At
a basic level, ritualization is the production of this differentiation. At a more complex level, ritualization is a
way of acting that specifically establishes a privileged contrast,
differentiating itself as more important or powerful" (90). Ritualization, then, is seen as a strategic
practice relative to particular situations.
While I am not completely convinced that Bell avoids the pitfalls she
identifies earlier, her approach to ritualization is compelling and worth
further exploration.
[12]. She also notes that this process of production can at the same
time be a process of resistance.
[13]. I am indebted to Terry Tilley for this example. For a further example consider the Roman
Catholic liturgy on Good Friday, wherein the congregation participates in the
gospel reading, taking the part of the “crowd.” In shouting, “Crucify him!
Crucify him! Give us Barabbas!”
congregants become those who called for Jesus’ death, who crucified him. Thus, they are produced not just as venial
sinners, as most Christians think of themselves, but as those very people who
committed the worst possible sin, Jesus’ crucifixion.
[14]. For further reflection between Christian practices and the
production of bodies in the early church are recommended: Maureen A. Tilley’s
“The Ascetic Body and the (Un)Making of the World of the Martyr,” on how
ascetic practices produced bodies ready for martyrdom; and Patricia Cox
Miller’s “Desert Asceticism and ‘the Body from Nowhere’” on how the practices
of desert asceticism, which from one perspective could be construed as
rejecting and disfiguring the body, aimed at least in part at producing angelic
bodies.
[15]. On liturgy, body, and memory, see also Sahi 1995.
[16]. Another implication that follows from Buckland's work is that one
might argue that one of the important theological function of ritual is that
ritual produces 'traditioned' bodies.
As Buckland notes, ritual produces bodies with identity, 'cultural
memory': "From its earliest moments a child is taught how to control and use
[its body....] Through such practices
which shape its body, a child develops and expresses its own individuality and
comes at the same time to incorporate the identity of is family, class, and
community....Through such habitual bodily practices, the experience of previous
generations are 'sedimented' in bodies.
Through such practices, a body 're-members' its identity. That is to say, it discovers and reinvents,
enforces, and reinforces its identity" (51). Tradition here is understood not only as a "deposit" of
faith. Vigen Guroian has noted how
liturgy is a locus of tradition; Buckland's observation push this one more step
and locate the tradition-ing site in the liturgically-produced body. Or as Chauvet further notes: "To be
initiated is not to have learned 'truths to believe' but to have received a
tradition, in a way through all the pores of one's skin. Initiation comes about through a process of
education which is like life: it is not the end of a simple intellectual course
(indispensable though such courses may be today), but originally an
identity" (31).